Joseph Caruso, Chief Executive Officer and Co-Founder of Alliance Advisors

September 10, 2026

Joseph Caruso, Chief Executive Officer and Co-Founder of Alliance Advisors, joins our hosts to explain why the SEC’s outdated OBO/NOBO shareholder identification rules have created costly blind spots for public companies and investors. He makes the case for modernizing the system to reflect today’s digital, retail-driven market.

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